292 Financial Compliance jobs in Vietnam
Auditor - Financial & Compliance
650000 Nha Trang, Khanh Hoa
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Posted 8 days ago
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Job Description
Our client, a reputable accounting firm, is seeking a diligent and detail-oriented Auditor to join their dynamic team. This role will involve a combination of on-site client work and remote administrative tasks, offering a flexible hybrid work model. You will be responsible for examining financial records, ensuring compliance with regulations, and providing assurance on the accuracy of financial statements for a diverse range of clients. The ideal candidate possesses strong analytical skills, a deep understanding of auditing procedures, and a commitment to upholding professional standards. This position offers excellent opportunities for professional development and client engagement within the vibrant city of Nha Trang.
Key Responsibilities:
Required Qualifications:
Key Responsibilities:
- Plan and execute financial and compliance audits in accordance with relevant auditing standards and regulations.
- Examine financial statements, records, and internal control systems to identify risks and areas of non-compliance.
- Perform testing of controls and substantive procedures to gather sufficient audit evidence.
- Prepare detailed audit findings, recommendations, and management reports.
- Communicate audit progress and findings to clients and senior audit staff.
- Liaise with clients to gather necessary documentation and information.
- Assist in the development and implementation of audit plans.
- Stay current with changes in accounting standards, auditing procedures, and relevant laws and regulations.
- Ensure all audit work is performed efficiently, accurately, and within established timelines.
- Participate in client meetings and build professional relationships.
- Maintain professional skepticism and independence throughout the audit process.
Required Qualifications:
- Bachelor's degree in Accounting, Finance, or a related field. Professional certifications such as ACCA, CPA, or equivalent are highly desirable.
- Minimum of 3-4 years of experience in auditing, preferably within a public accounting firm.
- Solid understanding of auditing principles, procedures, and standards.
- Knowledge of financial reporting frameworks (e.g., IFRS, VAS).
- Proficiency in using audit software and Microsoft Office Suite, particularly Excel.
- Excellent analytical, problem-solving, and critical thinking skills.
- Strong written and verbal communication skills, with the ability to document findings clearly and concisely.
- High level of integrity, professionalism, and attention to detail.
- Ability to manage multiple audit engagements simultaneously and meet deadlines.
- Willingness to travel to client sites as required and ability to work effectively in a hybrid environment.
- Familiarity with the business environment in **Nha Trang, Khanh Hoa, VN** is an advantage.
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Senior Financial Compliance Officer
10000 An Cu, An Giang
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Posted today
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Job Description
Our client, a leading financial institution, is seeking a highly experienced Senior Financial Compliance Officer to join their fully remote team. This critical role ensures adherence to all relevant financial regulations, policies, and procedures, safeguarding the integrity of the organization. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing expert guidance to business units. The ideal candidate possesses a deep understanding of banking regulations, anti-money laundering (AML) principles, and know-your-customer (KYC) requirements, combined with exceptional analytical and investigative skills.
Key responsibilities include:
The successful candidate will have a Bachelor's degree in Finance, Law, Accounting, or a related field, with a minimum of 5-7 years of progressive experience in financial compliance, audit, or risk management within the banking or financial services sector. Professional certifications such as CAMS or CRCM are highly desirable. Strong knowledge of Vietnamese financial regulations and international compliance standards is essential. Excellent analytical, problem-solving, and decision-making skills are required. Superior written and verbal communication skills are necessary for clear reporting and effective collaboration in a remote environment, particularly when addressing compliance matters affecting operations or clients in Hanoi, Hanoi, VN . The ability to work independently, manage multiple priorities, and maintain a high level of accuracy and attention to detail is paramount. This role is a key part of ensuring our client's continued success and reputation in the financial industry.
Key responsibilities include:
- Developing, implementing, and maintaining robust compliance policies and procedures.
- Conducting regular compliance training for employees across various departments.
- Performing risk assessments to identify potential areas of non-compliance and implementing mitigation strategies.
- Monitoring transactions and activities for suspicious patterns indicative of fraud or money laundering, and filing Suspicious Activity Reports (SARs) as required.
- Ensuring compliance with all applicable laws and regulations, including those related to AML, KYC, and data privacy.
- Liaising with regulatory authorities and external auditors during examinations and investigations.
- Investigating compliance breaches and recommending corrective actions.
- Staying up-to-date with evolving regulatory landscapes and industry best practices.
- Advising senior management on compliance-related matters and potential risks.
- Managing and maintaining compliance documentation and records.
The successful candidate will have a Bachelor's degree in Finance, Law, Accounting, or a related field, with a minimum of 5-7 years of progressive experience in financial compliance, audit, or risk management within the banking or financial services sector. Professional certifications such as CAMS or CRCM are highly desirable. Strong knowledge of Vietnamese financial regulations and international compliance standards is essential. Excellent analytical, problem-solving, and decision-making skills are required. Superior written and verbal communication skills are necessary for clear reporting and effective collaboration in a remote environment, particularly when addressing compliance matters affecting operations or clients in Hanoi, Hanoi, VN . The ability to work independently, manage multiple priorities, and maintain a high level of accuracy and attention to detail is paramount. This role is a key part of ensuring our client's continued success and reputation in the financial industry.
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Senior Auditor - Financial Compliance
600000 Pleiku, Gia Lai
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Posted 8 days ago
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Job Description
Our client, a leading public accounting firm, is seeking a highly experienced Senior Auditor with a specialization in financial compliance to join their fully remote audit team. This role is pivotal in ensuring the accuracy and integrity of financial statements and adherence to regulatory requirements for a diverse client base. The ideal candidate will possess extensive knowledge of auditing standards, accounting principles, and a keen eye for detail. You will be responsible for planning and executing financial audits, assessing internal controls, and providing valuable insights to clients. This is a remote-first position, allowing you to leverage your expertise from anywhere in Vietnam.
Responsibilities:
Responsibilities:
- Plan and execute financial audits in accordance with auditing standards and regulatory requirements.
- Assess and test internal controls to identify weaknesses and recommend improvements.
- Review financial statements and supporting documentation for accuracy and compliance.
- Perform detailed testing of account balances, transactions, and disclosures.
- Identify financial misstatements and recommend appropriate adjustments.
- Prepare comprehensive audit reports, including findings, recommendations, and management letters.
- Communicate effectively with clients throughout the audit process, building strong relationships.
- Manage audit engagements, ensuring timely completion and adherence to budgets.
- Supervise and mentor junior audit staff, providing guidance and training.
- Stay current with changes in accounting standards (e.g., IFRS, VAS) and auditing regulations.
- Analyze financial data and identify trends, risks, and opportunities for clients.
- Assist in the development and implementation of audit methodologies and tools.
- Ensure compliance with firm policies and quality control standards.
- Bachelor's degree in Accounting, Finance, or a related field. CPA or equivalent professional certification is highly preferred.
- Minimum of 5 years of progressive experience in financial auditing, preferably with a public accounting firm.
- Proven experience in planning and executing audits for various industries.
- Strong understanding of Generally Accepted Auditing Standards (GAAS) and accounting principles (IFRS, VAS).
- Proficiency in accounting software and audit tools (e.g., Excel, auditing software).
- Excellent analytical, problem-solving, and critical thinking skills.
- Exceptional written and verbal communication skills, with the ability to articulate complex audit findings clearly.
- Demonstrated ability to manage multiple engagements and prioritize tasks effectively in a remote setting.
- Strong leadership and team management skills.
- High level of integrity and commitment to professional ethics.
- Experience in tax or internal audit is a plus.
- While this is a remote role, the candidate should be available to connect with clients and team members based in the Pleiku, Gia Lai, VN area when necessary for specific audit requirements, though primary work is remote.
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2
Senior Auditor - Financial Compliance
400000 Nam Dinh , Nam Dinh
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Posted 8 days ago
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Job Description
Our client, a prestigious international accounting firm, is seeking a highly motivated and detail-oriented Senior Auditor to join their globally distributed internal audit team. This is a fully remote position, offering the flexibility to work from anywhere while maintaining high standards of financial oversight. You will be responsible for conducting comprehensive audits of financial records and internal controls, ensuring compliance with regulations and identifying areas for improvement. This role requires a deep understanding of accounting principles, audit methodologies, and risk assessment.
Key Responsibilities:
Key Responsibilities:
- Plan and execute financial audits in accordance with established auditing standards and internal policies.
- Assess the design and effectiveness of internal control systems to mitigate financial risks.
- Identify, analyze, and document audit issues and recommendations for corrective action.
- Perform detailed testing of financial transactions, account balances, and financial statement assertions.
- Review and evaluate compliance with relevant laws, regulations, and company policies.
- Prepare clear, concise, and accurate audit reports summarizing findings and recommendations for management.
- Communicate audit progress and findings effectively to stakeholders, including senior management.
- Develop and maintain strong working relationships with auditees and other departments.
- Stay current with accounting standards (e.g., IFRS, GAAP), auditing practices, and regulatory changes.
- Utilize audit software and data analytics tools to enhance audit efficiency and effectiveness.
- Conduct follow-up reviews to ensure that management action plans have been implemented satisfactorily.
- Contribute to the development and improvement of audit methodologies and processes.
- Assist in risk assessments and the development of the annual audit plan.
- Provide training and guidance to junior audit staff.
- This role operates on a remote-first basis, requiring strong self-discipline and communication skills to collaborate effectively with a distributed team.
- Bachelor's degree in Accounting, Finance, or a related field.
- Professional certification such as CPA, CIA, ACCA, or equivalent is highly preferred.
- Minimum of 5 years of progressive experience in external or internal auditing, with a focus on financial audits.
- Thorough understanding of accounting principles (e.g., IFRS, US GAAP) and auditing standards.
- Proficiency in using audit management software and data analysis tools (e.g., ACL, IDEA, Excel).
- Strong analytical, critical thinking, and problem-solving skills.
- Excellent written and verbal communication skills, with the ability to articulate complex findings clearly.
- Proven ability to manage multiple audit projects simultaneously and meet deadlines.
- Experience working in a remote environment and collaborating effectively with geographically dispersed teams.
- High level of integrity and professionalism.
- Familiarity with risk management frameworks and internal control concepts.
- Ability to travel occasionally if required for specific project needs (though the role is primarily remote).
- Dedication to continuous professional development in auditing and accounting.
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3
Lead Auditor - Financial Compliance
40000 Thanh Hoa , Thanh Hoa
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Posted 8 days ago
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Job Description
Our client is seeking an experienced and meticulous Lead Auditor - Financial Compliance to oversee and execute comprehensive audit activities within their organization, located in Thanh Hoa, Thanh Hoa, VN . This pivotal role requires a seasoned professional with extensive knowledge of accounting standards, regulatory requirements, and internal control frameworks. The Lead Auditor will be responsible for planning, directing, and executing financial audits, assessing compliance with relevant laws and regulations, and identifying areas of risk and inefficiency. You will lead a team of auditors, providing guidance and mentorship to ensure the highest quality of audit work. Key responsibilities include developing audit plans, performing risk assessments, examining financial records and documentation, testing internal controls, and preparing detailed audit reports with actionable recommendations. You will also be instrumental in liaising with external auditors and regulatory bodies. The ideal candidate possesses strong analytical and problem-solving skills, exceptional attention to detail, and the ability to manage multiple projects simultaneously. A deep understanding of financial reporting, auditing methodologies, and fraud detection techniques is essential. This position offers a significant opportunity for leadership and professional development within a dynamic corporate environment. If you are a dedicated audit professional with a passion for ensuring financial integrity and compliance, and possess the leadership qualities to guide an audit team effectively, we encourage you to apply and contribute to our client's commitment to excellence.
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4
Senior Auditor - Financial Compliance
610000 Phan Thiet, Binh Thuan
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Posted 8 days ago
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Job Description
Our client is seeking a meticulous and experienced Senior Auditor to join their internal audit team. This role is critical for ensuring the integrity of financial reporting and compliance with regulatory requirements. You will be responsible for planning and executing financial audits, assessing internal controls, and identifying areas of risk and non-compliance. This position involves a hybrid work arrangement, allowing for a blend of remote flexibility and in-office collaboration. Your expertise will help maintain the highest standards of financial governance.
Key Responsibilities:
Qualifications:
Key Responsibilities:
- Plan and execute comprehensive financial and operational audits in accordance with established audit methodologies and standards.
- Evaluate the effectiveness of internal controls over financial reporting and operations.
- Identify and assess financial risks, compliance issues, and control weaknesses.
- Perform detailed testing of financial transactions, account balances, and financial statements.
- Document audit findings, develop recommendations for corrective actions, and prepare detailed audit reports.
- Communicate audit results and recommendations to management and relevant stakeholders.
- Follow up on the implementation of agreed-upon corrective actions by management.
- Stay current with accounting standards, auditing practices, and relevant regulations.
- Collaborate with external auditors as needed to ensure a coordinated audit approach.
- Contribute to the continuous improvement of the internal audit function's processes and tools.
Qualifications:
- Bachelor's degree in Accounting, Finance, or a related field. Professional certifications such as CIA, CPA, or equivalent are strongly preferred.
- A minimum of 6 years of experience in internal audit, external audit, or financial compliance roles.
- In-depth understanding of auditing principles, standards, and best practices.
- Knowledge of accounting principles (e.g., IFRS, VAS) and financial reporting frameworks.
- Experience in risk assessment and control evaluation.
- Strong analytical and problem-solving skills, with meticulous attention to detail.
- Excellent written and verbal communication skills, including the ability to write clear and concise audit reports.
- Proficiency in data analysis tools and audit software.
- Ability to manage multiple audit projects simultaneously and meet deadlines.
- Strong interpersonal skills, with the ability to build rapport and work effectively with colleagues at all levels.
- Experience in the manufacturing or relevant industry sector is a plus.
This advertiser has chosen not to accept applicants from your region.
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Senior Auditor, Financial Compliance
24000 Thai Nguyen , Thai Nguyen
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Posted 8 days ago
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Job Description
Our client is seeking an experienced Senior Auditor to ensure adherence to financial regulations and internal policies. This is a fully remote position, offering the flexibility to manage your work effectively from any location. You will be responsible for planning and executing financial audits, assessing internal controls, identifying compliance gaps, and recommending corrective actions. Your role will involve detailed examination of financial records, transaction testing, and risk assessment to ensure accuracy and integrity. The ideal candidate possesses a strong understanding of accounting principles, auditing standards (e.g., GAAP, IFRS), and relevant financial regulations. Excellent analytical skills, a keen eye for detail, and exceptional problem-solving abilities are essential. You must be adept at documenting audit findings, preparing comprehensive audit reports, and communicating effectively with management and stakeholders. Experience with audit management software and data analysis tools is highly desirable. A Bachelor's degree in Accounting, Finance, or a related field is required, along with professional certification such as CPA, CA, or equivalent. A minimum of 5 years of progressive experience in internal or external auditing is mandatory. This role demands a high level of integrity, objectivity, and professional skepticism. This remote position, contributing to the financial health of our client based in Thai Nguyen, Thai Nguyen, VN , offers a significant opportunity for career growth.
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Senior Auditor - Financial Compliance
600000 Phan Thiet, Binh Thuan
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Posted 8 days ago
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Job Description
Our client, a distinguished public accounting firm, is seeking a Senior Auditor with a strong background in financial compliance to join their fully remote audit team. This role is integral to ensuring the accuracy and integrity of financial statements for a diverse range of clients. The ideal candidate is a detail-oriented professional with extensive experience in auditing standards, regulatory requirements, and risk assessment. You will be responsible for planning and executing financial audits, identifying areas of non-compliance, and providing actionable recommendations for improvement, all while working remotely from **Phan Thiet, Binh Thuan, VN**, or any suitable remote location.
Key responsibilities include developing audit plans, performing substantive testing and controls testing, and analyzing financial data to identify potential risks and irregularities. You will evaluate the design and effectiveness of internal controls, ensuring compliance with relevant accounting principles (e.g., IFRS, VAS) and industry-specific regulations. The Senior Auditor will also be tasked with preparing comprehensive audit reports, documenting findings, and communicating these clearly to clients and audit management. This involves conducting detailed fieldwork, often requiring deep dives into client operations and financial systems.
Collaboration with clients to gather necessary documentation and information will be a significant part of your role. You will work closely with other members of the audit team, contributing to a collaborative and efficient audit process. Staying current with changes in accounting standards, tax laws, and regulatory frameworks is crucial for maintaining the highest quality of service. The ability to manage multiple audit engagements simultaneously, prioritize tasks effectively, and meet tight deadlines is essential for success in this remote position. This is an excellent opportunity to leverage your auditing expertise and contribute to financial governance from a remote standpoint.
Qualifications:
Key responsibilities include developing audit plans, performing substantive testing and controls testing, and analyzing financial data to identify potential risks and irregularities. You will evaluate the design and effectiveness of internal controls, ensuring compliance with relevant accounting principles (e.g., IFRS, VAS) and industry-specific regulations. The Senior Auditor will also be tasked with preparing comprehensive audit reports, documenting findings, and communicating these clearly to clients and audit management. This involves conducting detailed fieldwork, often requiring deep dives into client operations and financial systems.
Collaboration with clients to gather necessary documentation and information will be a significant part of your role. You will work closely with other members of the audit team, contributing to a collaborative and efficient audit process. Staying current with changes in accounting standards, tax laws, and regulatory frameworks is crucial for maintaining the highest quality of service. The ability to manage multiple audit engagements simultaneously, prioritize tasks effectively, and meet tight deadlines is essential for success in this remote position. This is an excellent opportunity to leverage your auditing expertise and contribute to financial governance from a remote standpoint.
Qualifications:
- Bachelor's degree in Accounting or a related field.
- Professional certification such as CPA or equivalent is highly preferred.
- Minimum of 5 years of experience in public accounting, with a focus on financial auditing.
- In-depth knowledge of auditing standards (e.g., ISA, US GAAP/IFRS).
- Experience with risk assessment and internal control evaluation.
- Proficiency in audit software and data analysis tools.
- Strong analytical, problem-solving, and critical thinking skills.
- Excellent written and verbal communication skills, with the ability to present findings clearly.
- Proven ability to manage multiple audit projects independently and meet deadlines.
- High level of integrity, professionalism, and attention to detail.
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Junior Compliance Officer - Financial Regulations
49000 Hue, Thua Thien Hue
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Posted 5 days ago
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Job Description
Our client, a reputable financial services firm, is actively recruiting a motivated Junior Compliance Officer to join their growing team. This is a fully remote position, offering flexibility and the opportunity to contribute to the firm's commitment to regulatory adherence and ethical business practices. The Junior Compliance Officer will support the Compliance department in ensuring adherence to all relevant financial regulations and internal policies. Key responsibilities include assisting in the development and implementation of compliance programs, conducting internal reviews and audits, and monitoring regulatory changes. You will help maintain compliance documentation, assist in training employees on compliance procedures, and respond to compliance-related inquiries. The role involves working closely with various departments to embed compliance into daily operations. A strong understanding of financial regulations (e.g., KYC, AML, data privacy) is essential. The ideal candidate is highly organized, detail-oriented, and possesses excellent analytical and communication skills. A proactive approach to identifying potential compliance risks and suggesting improvements is highly valued. This is an excellent entry-level opportunity for individuals passionate about financial compliance and eager to develop their expertise in a dynamic, remote-first environment. You will gain valuable experience in a critical function within the financial services industry.
Key Responsibilities:
Qualifications:
Key Responsibilities:
- Assist in monitoring and ensuring adherence to financial regulations and internal policies.
- Support the development and implementation of compliance programs.
- Conduct internal reviews and audits to assess compliance effectiveness.
- Research and track changes in financial regulations.
- Maintain compliance documentation and records.
- Assist in employee training on compliance matters.
- Respond to compliance-related queries from internal stakeholders.
- Help identify and assess potential compliance risks.
- Support the Compliance department in day-to-day operations.
Qualifications:
- Bachelor's degree in Finance, Law, Business Administration, or a related field.
- Basic understanding of financial regulations (e.g., KYC, AML) is required.
- Excellent analytical and problem-solving skills.
- Strong attention to detail and organizational abilities.
- Effective written and verbal communication skills.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
- Ability to work independently and manage time effectively in a remote setting.
- Eagerness to learn and develop a career in compliance.
- Prior internship experience in finance or legal is a plus.
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8
Senior Compliance Officer, Financial Regulations
700000 Vung Tau
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Posted 5 days ago
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Job Description
Our client, a leading financial institution, is seeking an experienced Senior Compliance Officer to join their dynamic team in **Ho Chi Minh City, Ho Chi Minh, VN**. This hybrid role combines in-office collaboration with remote flexibility, offering a strategic position within the heart of Vietnam's financial hub. The successful candidate will be responsible for ensuring the firm adheres to all relevant financial regulations and internal policies, mitigating risk, and upholding the highest standards of integrity.
Responsibilities:
Responsibilities:
- Develop, implement, and maintain robust compliance programs and policies in accordance with Vietnamese and international financial regulations (e.g., AML, KYC, data privacy).
- Conduct regular compliance reviews, risk assessments, and internal audits to identify potential areas of non-compliance.
- Investigate potential compliance breaches, report findings, and recommend corrective actions.
- Provide expert guidance and training to business units on compliance matters and regulatory requirements.
- Stay abreast of changes in financial laws and regulations, and assess their impact on the organization.
- Manage regulatory reporting requirements and liaise with regulatory bodies.
- Develop and deliver compliance training materials and programs to employees at all levels.
- Assist in the development and implementation of new products and services from a compliance perspective.
- Oversee the implementation and monitoring of anti-money laundering (AML) and know-your-customer (KYC) procedures.
- Maintain accurate compliance records and documentation.
- Contribute to the continuous improvement of the compliance framework and processes.
- Act as a key point of contact for internal and external audits related to compliance.
- Bachelor's degree in Law, Finance, Business Administration, or a related field. Relevant professional certifications (e.g., CAMS, CRCM) are highly desirable.
- A minimum of 6 years of experience in financial services compliance, regulatory affairs, or risk management.
- In-depth knowledge of Vietnamese financial regulations, banking laws, and international compliance standards (e.g., Basel III, FATF recommendations).
- Proven experience in developing and implementing compliance programs, conducting risk assessments, and managing regulatory examinations.
- Strong analytical, investigative, and problem-solving skills.
- Excellent written and verbal communication skills, with the ability to articulate complex regulatory requirements clearly.
- High ethical standards and impeccable integrity.
- Ability to work independently and collaboratively in a team environment.
- Proficiency in relevant compliance software and databases.
- Fluency in English and Vietnamese is essential.
This advertiser has chosen not to accept applicants from your region.
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