29 Financial Compliance jobs in Vietnam
Senior Compliance Officer - Financial Regulations
70000 An Thanh
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Our client, a leading financial institution with a strong presence in **Ho Chi Minh City, Ho Chi Minh, VN**, is seeking an experienced Senior Compliance Officer to strengthen their regulatory compliance team. This role offers a hybrid work model, providing a blend of remote flexibility and in-office collaboration. As a Senior Compliance Officer, you will be instrumental in ensuring the firm adheres to all relevant financial regulations, policies, and procedures. Your responsibilities will include developing and implementing compliance programs, conducting internal audits and risk assessments, monitoring regulatory changes, and advising business units on compliance matters. You will investigate potential compliance breaches, manage regulatory inquiries, and contribute to the development of training materials for staff. The ideal candidate will possess a comprehensive understanding of Vietnamese financial laws and regulations, as well as international banking standards. Strong analytical, investigative, and communication skills are essential. You should be adept at interpreting complex regulations and translating them into actionable policies. This is a vital role for maintaining the integrity and reputation of our financial services, with the benefit of a flexible hybrid work arrangement.
Responsibilities:
Responsibilities:
- Develop, implement, and maintain the firm's compliance programs and policies in accordance with relevant financial regulations.
- Monitor changes in laws, regulations, and industry best practices, assessing their impact on the organization.
- Conduct regular compliance reviews, risk assessments, and internal audits to identify potential areas of non-compliance.
- Investigate potential compliance violations and breaches, recommending and implementing corrective actions.
- Serve as a point of contact for regulatory bodies and manage responses to regulatory inquiries and examinations.
- Provide guidance and training to business units on compliance requirements and ethical conduct.
- Assist in the development and updating of compliance-related procedures and documentation.
- Prepare compliance reports for senior management and relevant committees.
- Promote a strong culture of compliance and ethical behavior throughout the organization.
- Manage the firm's anti-money laundering (AML) and know-your-customer (KYC) programs.
- Bachelor's degree in Law, Finance, Business Administration, or a related field.
- Minimum of 6 years of experience in compliance, legal, risk management, or internal audit within the financial services industry.
- In-depth knowledge of Vietnamese financial regulations, banking laws, and AML/KYC requirements.
- Familiarity with international financial compliance standards is a plus.
- Strong analytical, critical thinking, and problem-solving skills.
- Excellent written and verbal communication skills, with the ability to explain complex regulatory matters clearly.
- Proven experience in conducting compliance investigations and risk assessments.
- Ability to manage multiple priorities and work effectively in a hybrid environment.
- Professional certifications such as CAMS (Certified Anti-Money Laundering Specialist) or relevant local certifications are highly desirable.
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0
Compliance Staff - Financial Crime
MUFG
Posted 5 days ago
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Job Description
**Do you want your voice heard and your actions to count?**
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
JOB DESCRIPTIONS:
+ Review KYC escalation and enquiries including KYC boarding, periodic review, extension, alerts and procedures.
+ Handling sanctions escalation and suspicious transaction escalation.
+ Provide advice and socialize branch's request to business for KYC/Financial Crimes (FC) related issues
+ Revise/update FC Policy and Procedure
+ Handle FC e-Training & "Induction training for compliance area" for new Vietnamese staff relating to FC
+ Prepare response regarding AML Questionnaires of other FIs
+ Perform Compliance monitoring for FC categories
+ Prepare documents for Financial Crimes Compliance examination, audit and SBV inspection.
+ Execute other tasks as instructed by Head of Compliance & Management
REQUIRED SKILLS:
+ University degree in finance, banking or economics;
+ Having 2 years background of AML/KYC, Sanction
+ Vast experience in banking industry, especially Operation is an advantage;
+ Excellent command of English;
+ Ability to work independently and effectively in a team
+ Good skill in time management and communication;
+ Detail orientated and analytical
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them!
**Our Culture Principles**
+ Client Centric
+ People Focused
+ Listen Up. Speak Up.
+ Innovate & Simplify
+ Own & Execute
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
JOB DESCRIPTIONS:
+ Review KYC escalation and enquiries including KYC boarding, periodic review, extension, alerts and procedures.
+ Handling sanctions escalation and suspicious transaction escalation.
+ Provide advice and socialize branch's request to business for KYC/Financial Crimes (FC) related issues
+ Revise/update FC Policy and Procedure
+ Handle FC e-Training & "Induction training for compliance area" for new Vietnamese staff relating to FC
+ Prepare response regarding AML Questionnaires of other FIs
+ Perform Compliance monitoring for FC categories
+ Prepare documents for Financial Crimes Compliance examination, audit and SBV inspection.
+ Execute other tasks as instructed by Head of Compliance & Management
REQUIRED SKILLS:
+ University degree in finance, banking or economics;
+ Having 2 years background of AML/KYC, Sanction
+ Vast experience in banking industry, especially Operation is an advantage;
+ Excellent command of English;
+ Ability to work independently and effectively in a team
+ Good skill in time management and communication;
+ Detail orientated and analytical
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them!
**Our Culture Principles**
+ Client Centric
+ People Focused
+ Listen Up. Speak Up.
+ Innovate & Simplify
+ Own & Execute
This advertiser has chosen not to accept applicants from your region.
1
Senior Compliance Officer (Financial Services)
100000 An Cu, An Giang
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Posted today
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Our client, a prominent financial institution, is seeking an experienced Senior Compliance Officer for a fully remote role. You will be responsible for ensuring that the company adheres to all relevant laws, regulations, and internal policies within the financial services sector. Your primary objective is to maintain a robust compliance program, mitigate regulatory risks, and promote ethical business practices throughout the organization. Key responsibilities include developing and implementing compliance policies and procedures, conducting risk assessments, and performing internal audits to identify potential compliance breaches. You will also be involved in monitoring regulatory changes, providing compliance training to staff, and investigating reported compliance issues. The ideal candidate will possess a Bachelor's degree in Law, Finance, Business Administration, or a related field, with significant experience in financial services compliance. A deep understanding of banking regulations, anti-money laundering (AML) laws, Know Your Customer (KYC) procedures, and data privacy regulations is essential. Strong analytical, critical thinking, and problem-solving skills are required, along with excellent written and verbal communication abilities. You should be highly organized, detail-oriented, and capable of working independently in a remote environment. Professional certifications such as CAMS or CRCM are highly advantageous. This is an exceptional opportunity to play a vital role in upholding the integrity and regulatory standing of a leading financial firm, offering the flexibility of remote work. Contribute your expertise to ensuring a secure and compliant operating environment.
This advertiser has chosen not to accept applicants from your region.
2
Senior Risk Management Officer
690000 Bien Hoa, Dong Nai
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Our client, a leading financial institution, is seeking a highly experienced Senior Risk Management Officer to join their team in Bien Hoa, Dong Nai, VN . This hybrid role is crucial for identifying, assessing, and mitigating financial and operational risks across the organization. You will be responsible for developing and implementing robust risk management frameworks, policies, and procedures. The ideal candidate will possess a deep understanding of financial markets, regulatory requirements, and various risk types (credit, market, operational, liquidity). You will play a key role in analyzing risk exposures, developing risk mitigation strategies, and reporting on risk profiles to senior management and regulatory bodies. This position requires strong analytical skills, excellent judgment, and the ability to effectively communicate complex risk concepts to diverse audiences. Your expertise will be vital in safeguarding the organization's assets and ensuring its stability and compliance.
Responsibilities:
Responsibilities:
- Identify, assess, and monitor financial and operational risks across the organization.
- Develop and implement comprehensive risk management policies, procedures, and frameworks.
- Conduct risk assessments and analyze the potential impact of various risk events.
- Develop and implement strategies for mitigating identified risks.
- Monitor compliance with relevant regulations and internal policies.
- Prepare detailed risk reports for senior management and regulatory authorities.
- Collaborate with business units to embed risk management practices into daily operations.
- Develop and maintain risk models and methodologies.
- Stay abreast of industry best practices and emerging risk trends.
- Manage and coordinate risk management initiatives and projects.
- Provide training and guidance to staff on risk management principles.
- Conduct scenario analysis and stress testing to evaluate resilience.
- Bachelor's or Master's degree in Finance, Economics, Mathematics, or a related quantitative field.
- Minimum of 5 years of experience in risk management, preferably within the banking or financial services sector.
- Strong understanding of financial instruments, markets, and risk assessment techniques.
- Knowledge of relevant financial regulations (e.g., Basel Accords) is essential.
- Excellent analytical, quantitative, and problem-solving skills.
- Proficiency in risk management software and tools.
- Strong communication, presentation, and interpersonal skills.
- Ability to work independently and collaborate effectively within a hybrid work model.
- Relevant professional certifications (e.g., FRM, PRM) are highly desirable.
- Proven ability to manage complex projects and meet deadlines.
This advertiser has chosen not to accept applicants from your region.
3
Senior Risk Management Specialist
45000 Hoang Hoa
WhatJobs
Posted 1 day ago
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Job Description
Our client is seeking a seasoned Senior Risk Management Specialist to contribute to their robust risk framework. This role is entirely remote, offering a flexible and productive work environment. You will be instrumental in identifying, assessing, and mitigating potential risks across the organization, ensuring compliance and safeguarding assets. Your responsibilities will include developing and implementing comprehensive risk management policies and procedures, conducting risk assessments, and creating mitigation strategies. You will analyze financial, operational, and strategic risks, providing expert advice to senior management. The ideal candidate possesses a strong analytical background, a deep understanding of risk management principles, and a proven ability to navigate complex regulatory landscapes. You will be responsible for monitoring risk exposures, developing key risk indicators (KRIs), and preparing regular risk reports. Collaboration is essential, as you will work closely with various departments to embed a risk-aware culture throughout the organization. This position requires excellent communication skills to effectively convey complex risk information to diverse stakeholders, including executive leadership. Join us to build resilient strategies and protect our client from potential threats in a fully remote capacity.
Responsibilities:
Responsibilities:
- Identify, assess, and document organizational risks.
- Develop and implement risk management policies and procedures.
- Conduct risk assessments and analyze potential impacts.
- Design and execute risk mitigation strategies.
- Monitor risk exposures and key risk indicators (KRIs).
- Prepare comprehensive risk reports for management.
- Ensure compliance with relevant regulations and industry standards.
- Facilitate risk workshops and training sessions.
- Promote a risk-aware culture across the organization.
- Bachelor's degree in Finance, Economics, Business Administration, or a related field. Master's degree or relevant professional certification (e.g., CRM, PRM) preferred.
- Minimum 7 years of experience in risk management, internal audit, or a related field within the insurance sector.
- Proven experience in developing and implementing enterprise-wide risk management frameworks.
- Strong understanding of financial, operational, and strategic risk assessment methodologies.
- Excellent analytical, problem-solving, and critical thinking skills.
- Proficiency in risk management software and tools.
- Strong communication and interpersonal skills, with the ability to present complex information clearly.
- Ability to work independently and manage multiple priorities in a remote setting.
This advertiser has chosen not to accept applicants from your region.
4
Senior Risk Management Analyst
60000 Hoi An
WhatJobs
Posted 1 day ago
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Our client is looking for a meticulous and seasoned Senior Risk Management Analyst to join their dynamic team in **Buon Ma Thuot, Dak Lak, VN**. This role involves a hybrid work arrangement, allowing for a balance between in-office collaboration and remote flexibility. You will be responsible for identifying, assessing, and mitigating various risks across the organization, ensuring compliance with regulatory requirements and industry best practices. Key duties include developing and implementing risk management strategies, conducting quantitative and qualitative risk assessments, analyzing financial data to identify potential exposures, and creating reports and presentations for senior management. You will also play a crucial role in developing and maintaining risk models, establishing key risk indicators (KRIs), and responding to emerging risks. The ideal candidate will have a Bachelor's degree in Finance, Economics, Mathematics, or a related field, coupled with extensive experience in risk management within the insurance sector. Strong analytical skills, a deep understanding of risk assessment methodologies, and familiarity with regulatory frameworks (e.g., Solvency II, IFRS 17) are essential. Proficiency in statistical software and data analysis tools (e.g., R, Python, SQL) is highly preferred. Excellent communication and interpersonal skills are required to effectively collaborate with various departments and present findings. This position offers a competitive compensation package, opportunities for professional development, and a chance to make a significant impact on the company's risk posture.
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5
Actuarial Analyst - Risk Management
30000 Thai Binh , Thai Binh
WhatJobs
Posted 1 day ago
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Job Description
Our client is seeking a skilled Actuarial Analyst to join their Insurance team on a fully remote basis. This role is critical for assessing and managing financial risks within the insurance sector. You will be involved in developing, testing, and implementing actuarial models used for pricing, reserving, and solvency calculations. Your responsibilities will include analyzing large datasets, performing statistical analysis, and providing insights into risk trends and their potential impact on the business. You will work closely with underwriting, claims, and finance departments to support strategic decision-making and ensure regulatory compliance. The ideal candidate will have a strong academic background in Actuarial Science, Mathematics, Statistics, or a related field, with progress towards actuarial examinations. Proficiency in actuarial software and programming languages such as SQL, Python, or R is highly desirable. Excellent analytical, quantitative, and problem-solving skills are essential, along with meticulous attention to detail and the ability to communicate complex findings clearly and concisely to both technical and non-technical audiences. This fully remote position requires strong organizational and time management skills to effectively manage multiple tasks and deadlines. You will play a vital role in understanding and quantifying risk, contributing to the financial stability and strategic planning of the insurance operations. This is an excellent opportunity to grow your actuarial career within a supportive and dynamic team, leveraging advanced analytical techniques to drive business success.
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6
Senior Risk Management Specialist - Insurance
45000 Hoang Hoa
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Job Description
Our client is seeking an experienced Senior Risk Management Specialist to join their insurance operations team in Thanh Hoa, Thanh Hoa . This hybrid role requires a professional with a deep understanding of risk assessment, mitigation strategies, and regulatory compliance within the insurance sector. You will be responsible for identifying, analyzing, and managing various types of risks that could impact the company's financial stability and operational efficiency.
Key responsibilities include developing and implementing risk management frameworks and policies, conducting enterprise-wide risk assessments, and identifying key risk indicators (KRIs). You will work closely with different departments to understand their risk exposures and develop appropriate mitigation plans. This role also involves monitoring market trends, economic conditions, and regulatory changes that may affect the insurance business. You will prepare risk reports for senior management and regulatory bodies, ensuring compliance with all relevant laws and guidelines. The ideal candidate will possess a Bachelor's or Master's degree in Finance, Economics, Risk Management, or a related field, with at least 6 years of experience in risk management within the insurance industry. Proven experience in operational risk, market risk, or credit risk management is essential. Strong analytical and quantitative skills, along with proficiency in risk modeling and assessment tools, are required. Excellent communication, negotiation, and interpersonal skills are necessary for effective collaboration with stakeholders at all levels. Certifications such as FRM or PRM are a significant advantage. This is an excellent opportunity to contribute to the strategic direction of a leading insurance provider in a stimulating and challenging environment.
Key responsibilities include developing and implementing risk management frameworks and policies, conducting enterprise-wide risk assessments, and identifying key risk indicators (KRIs). You will work closely with different departments to understand their risk exposures and develop appropriate mitigation plans. This role also involves monitoring market trends, economic conditions, and regulatory changes that may affect the insurance business. You will prepare risk reports for senior management and regulatory bodies, ensuring compliance with all relevant laws and guidelines. The ideal candidate will possess a Bachelor's or Master's degree in Finance, Economics, Risk Management, or a related field, with at least 6 years of experience in risk management within the insurance industry. Proven experience in operational risk, market risk, or credit risk management is essential. Strong analytical and quantitative skills, along with proficiency in risk modeling and assessment tools, are required. Excellent communication, negotiation, and interpersonal skills are necessary for effective collaboration with stakeholders at all levels. Certifications such as FRM or PRM are a significant advantage. This is an excellent opportunity to contribute to the strategic direction of a leading insurance provider in a stimulating and challenging environment.
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7
Senior Quantitative Analyst - Risk Management
58000 Phan Thiet, Binh Thuan
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Posted today
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Our client, a prominent financial services firm, is seeking a highly analytical Senior Quantitative Analyst to join their Risk Management division. This role offers a hybrid work arrangement, blending remote flexibility with essential in-office collaboration. The ideal candidate will possess a strong background in quantitative finance, statistical modeling, and risk assessment, with a focus on developing and implementing sophisticated risk models. You will be responsible for analyzing market data, identifying potential risks, and developing methodologies to quantify and mitigate those risks across various financial products and portfolios. Key responsibilities include building and validating complex financial models, performing stress testing and scenario analysis, and contributing to regulatory compliance efforts. The Senior Quantitative Analyst will also play a crucial role in communicating risk findings to senior management and stakeholders, requiring exceptional presentation and communication skills. Collaboration with trading desks, portfolio managers, and IT teams will be integral to the role. A Master's or Ph.D. in a quantitative field such as Mathematics, Statistics, Physics, Financial Engineering, or a related discipline is required. A minimum of 6 years of relevant experience in quantitative analysis, risk management, or a similar role within the financial industry is essential. Proficiency in programming languages like Python, R, C++, and experience with financial modeling libraries and databases are mandatory. A deep understanding of financial markets, derivatives, and regulatory frameworks is also required. Strong analytical, problem-solving, and critical thinking skills, coupled with the ability to manage multiple projects and deadlines in a hybrid work environment, are critical for success. This is an exceptional opportunity to contribute to the stability and growth of a leading financial institution.
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8
Senior Quantitative Analyst (Risk Management)
39000 Bien Hoa, Dong Nai
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Posted today
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Our client, a leading financial institution, is seeking a highly analytical and experienced Senior Quantitative Analyst to join their remote Risk Management division. This position is entirely remote, enabling you to leverage your expertise in financial modeling and risk assessment from anywhere. You will be responsible for developing and implementing sophisticated quantitative models to measure, monitor, and manage various financial risks, including market risk, credit risk, and operational risk. The ideal candidate possesses a strong mathematical background, extensive experience with financial data, and a proven ability to translate complex financial concepts into actionable insights for stakeholders. Your contributions will be critical in safeguarding the firm's financial health and ensuring regulatory compliance.
Key Responsibilities:
Qualifications:
Key Responsibilities:
- Develop, validate, and implement quantitative models for risk measurement, pricing, and hedging.
- Analyze large datasets to identify and assess financial risks across various asset classes.
- Conduct stress testing and scenario analysis to evaluate the impact of adverse market conditions.
- Monitor and report on key risk exposures and trends to senior management and regulatory bodies.
- Design and build data infrastructure and analytical tools to support risk management activities.
- Collaborate with trading desks, IT, and compliance teams to integrate risk models into business processes.
- Stay current with regulatory requirements and industry best practices in financial risk management.
- Automate reporting processes and enhance the efficiency of risk analytics.
- Perform back-testing and sensitivity analysis on existing models to ensure their continued accuracy and relevance.
- Document model methodologies, assumptions, and limitations thoroughly.
- Provide expert advice on quantitative risk management strategies and solutions.
- Contribute to the firm's risk culture and training initiatives.
Qualifications:
- Master's or Ph.D. in Quantitative Finance, Mathematics, Statistics, Economics, or a related field.
- Minimum of 5 years of relevant experience in quantitative analysis, risk management, or financial modeling within the banking or financial services industry.
- Strong programming skills in languages such as Python, R, C++, or MATLAB.
- In-depth knowledge of financial markets, derivative instruments, and risk management frameworks (e.g., Basel III, FRTB).
- Experience with databases and SQL.
- Proven ability to work independently and manage multiple projects in a remote setting.
- Excellent analytical, problem-solving, and critical thinking skills.
- Strong communication and presentation skills, with the ability to explain complex quantitative concepts to non-technical audiences.
- Familiarity with data visualization tools is a plus.
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