9 Stock Broker jobs in Vietnam
Senior Compliance Officer (Financial Services)
100000 An Cu, An Giang
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Job Description
Our client, a prominent financial institution, is seeking an experienced Senior Compliance Officer for a fully remote role. You will be responsible for ensuring that the company adheres to all relevant laws, regulations, and internal policies within the financial services sector. Your primary objective is to maintain a robust compliance program, mitigate regulatory risks, and promote ethical business practices throughout the organization. Key responsibilities include developing and implementing compliance policies and procedures, conducting risk assessments, and performing internal audits to identify potential compliance breaches. You will also be involved in monitoring regulatory changes, providing compliance training to staff, and investigating reported compliance issues. The ideal candidate will possess a Bachelor's degree in Law, Finance, Business Administration, or a related field, with significant experience in financial services compliance. A deep understanding of banking regulations, anti-money laundering (AML) laws, Know Your Customer (KYC) procedures, and data privacy regulations is essential. Strong analytical, critical thinking, and problem-solving skills are required, along with excellent written and verbal communication abilities. You should be highly organized, detail-oriented, and capable of working independently in a remote environment. Professional certifications such as CAMS or CRCM are highly advantageous. This is an exceptional opportunity to play a vital role in upholding the integrity and regulatory standing of a leading financial firm, offering the flexibility of remote work. Contribute your expertise to ensuring a secure and compliant operating environment.
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0
Senior Compliance Officer (Financial Services)
57000 Nha Trang, Khanh Hoa
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Posted today
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Job Description
A reputable financial institution in **Nha Trang, Khanh Hoa, VN** is seeking a highly experienced Senior Compliance Officer to join their dedicated team. This critical role ensures the company adheres to all relevant financial regulations, laws, and internal policies. You will be responsible for developing, implementing, and managing compliance programs, conducting internal audits, assessing risks, and providing guidance to business units on regulatory requirements. The ideal candidate will possess a deep understanding of financial services regulations, strong analytical skills, and a meticulous approach to detail. You will play a key role in maintaining the integrity and reputation of the organization. This position requires hands-on involvement and interaction with various departments within the financial institution.
Responsibilities:
Qualifications:
Responsibilities:
- Develop, implement, and maintain the company's compliance program.
- Conduct regular risk assessments and identify potential compliance vulnerabilities.
- Monitor changes in relevant laws and regulations and update policies and procedures accordingly.
- Perform internal audits and reviews to ensure adherence to compliance requirements.
- Investigate compliance breaches and recommend corrective actions.
- Provide training and guidance to employees on compliance matters.
- Prepare and submit regulatory reports as required.
- Liaise with regulatory bodies and external auditors.
- Advise senior management on compliance risks and strategies.
- Stay current with industry best practices and emerging compliance trends.
Qualifications:
- Bachelor's degree in Finance, Law, Business Administration, or a related field.
- Professional certification in compliance (e.g., CCEP, CRM) is a plus.
- Minimum of 7 years of experience in compliance, risk management, or auditing within the financial services industry.
- In-depth knowledge of financial regulations (e.g., banking laws, securities regulations, AML/KYC).
- Strong analytical, problem-solving, and organizational skills.
- Excellent written and verbal communication skills.
- Ability to interpret complex regulations and apply them to business operations.
- High level of integrity and attention to detail.
- Proficiency in relevant compliance software and tools.
- Ability to work independently and manage multiple priorities.
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1
Senior Risk Analyst - Financial Services
55000 Hoa Sơn
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Job Description
Our client, a prominent entity within the financial services sector, is actively seeking a seasoned Senior Risk Analyst to join their sophisticated team. This role is primarily remote, offering flexibility while ensuring critical analysis and strategic input to safeguard the organization's financial stability. The successful candidate will be instrumental in identifying, assessing, and managing various types of risks, including market risk, credit risk, operational risk, and liquidity risk. Your responsibilities will involve developing and implementing robust risk management frameworks, policies, and procedures in line with regulatory requirements and industry best practices. You will conduct quantitative and qualitative analysis of risk exposures, utilizing statistical modeling techniques and risk assessment tools to quantify potential impacts. Preparing comprehensive risk reports and presenting findings and recommendations to senior management and relevant committees will be a key aspect of your role. You will also be involved in stress testing exercises and scenario analysis to evaluate the resilience of the organization under adverse market conditions. Staying abreast of evolving regulatory landscapes and economic trends that may impact the financial services industry is crucial. The ideal candidate will possess a Master's degree in Finance, Economics, Statistics, or a related quantitative field, with a minimum of 6 years of relevant experience in risk management within the financial services sector. Strong analytical and problem-solving skills, coupled with proficiency in risk modeling software and data analysis tools (e.g., Python, R, SQL), are essential. Excellent communication and interpersonal skills are required to effectively convey complex risk concepts to diverse stakeholders. A deep understanding of financial markets, instruments, and regulatory frameworks (e.g., Basel Accords) is highly desirable. This is an excellent opportunity to contribute your expertise to a leading financial institution, playing a pivotal role in risk mitigation and strategic decision-making, all within a flexible remote work setting.
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2
Senior Risk Analyst - Financial Services
601000 Phan Thiet, Binh Thuan
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Posted 1 day ago
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Job Description
Our client, a prominent financial institution, is seeking a highly analytical and detail-oriented Senior Risk Analyst to join their team in Phan Thiet, Binh Thuan, VN . This role is integral to identifying, assessing, and mitigating various financial risks across the organization, including market risk, credit risk, and operational risk. You will be responsible for developing and implementing risk models, analyzing financial data, and preparing comprehensive risk reports for senior management and regulatory bodies. The Senior Risk Analyst will conduct stress testing and scenario analysis to evaluate the firm's resilience under adverse market conditions. You will also play a key part in monitoring compliance with internal risk policies and external regulations, ensuring adherence to best practices. The role involves collaborating closely with different departments, such as trading, operations, and compliance, to embed a strong risk management culture throughout the organization. You will be expected to stay updated on financial markets, economic trends, and regulatory changes that could impact the company's risk profile. The ideal candidate possesses a strong quantitative background, excellent analytical and problem-solving skills, and a thorough understanding of financial markets and instruments. Proficiency in statistical software and data analysis tools is essential. Strong communication skills are required to present complex risk information clearly and concisely. This position offers an excellent opportunity to contribute to the strategic direction of risk management within a dynamic financial environment.
Responsibilities:
Responsibilities:
- Identify, assess, and monitor financial risks (market, credit, operational).
- Develop, validate, and implement risk measurement models.
- Analyze financial data and market trends to inform risk assessments.
- Prepare detailed risk reports and present findings to management and stakeholders.
- Conduct stress testing and scenario analysis.
- Monitor compliance with risk policies and regulatory requirements.
- Collaborate with business units to integrate risk management practices.
- Stay abreast of financial markets, economic conditions, and regulatory changes.
- Contribute to the development of risk management frameworks and strategies.
- Assist in the implementation of risk mitigation plans.
- Bachelor's degree in Finance, Economics, Statistics, Mathematics, or a related quantitative field. Master's degree or relevant professional certification (e.g., FRM, CFA) is a plus.
- Minimum of 5 years of experience in risk management or a related analytical role within the financial services industry.
- Strong quantitative and analytical skills with a deep understanding of financial markets and instruments.
- Proficiency in statistical modeling, data analysis tools (e.g., R, Python, SQL), and risk management software.
- Excellent report writing and presentation skills.
- Knowledge of financial regulations and compliance requirements.
- Ability to work independently and manage multiple priorities effectively.
- Strong problem-solving and critical thinking abilities.
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3
Senior Business Analyst - Financial Services
76000 Haiphong , Haiphong
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Posted 2 days ago
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Job Description
Our client is seeking a highly analytical and experienced Senior Business Analyst to join their team, focusing on the financial services sector in Haiphong, Hai Phong . This is a hybrid role, requiring a balance of in-office collaboration and remote flexibility. You will be instrumental in bridging the gap between business needs and technology solutions, eliciting requirements, analyzing data, and recommending improvements for financial systems and processes. The ideal candidate possesses a strong understanding of financial products, regulatory requirements, and system analysis methodologies. Your expertise will drive the successful implementation of new software, process enhancements, and strategic initiatives within the banking and investment sectors.
Key Responsibilities:
Key Responsibilities:
- Elicit, analyze, validate, and document business and functional requirements from stakeholders.
- Translate business needs into detailed technical specifications for software development.
- Conduct gap analysis between existing systems and desired functionalities.
- Develop and maintain process flows, use cases, and data models.
- Facilitate requirement gathering sessions and workshops.
- Collaborate closely with project managers, developers, QA testers, and business stakeholders throughout the project lifecycle.
- Perform data analysis to support business decision-making and identify trends.
- Assist in the testing and validation of system functionalities to ensure alignment with requirements.
- Provide subject matter expertise on financial processes and systems.
- Contribute to the development of project plans and roadmaps.
- Bachelor's degree in Finance, Business Administration, Information Technology, or a related field.
- Minimum of 7 years of experience as a Business Analyst, with a significant focus on the financial services industry.
- Proven experience in business process modeling, requirements elicitation, and documentation.
- Strong understanding of financial products, services, and regulatory environments (e.g., banking, insurance, capital markets).
- Proficiency in requirements management tools (e.g., Jira, Confluence) and MS Office Suite.
- Excellent analytical, problem-solving, and critical thinking skills.
- Strong communication, facilitation, and presentation skills.
- Ability to work effectively both independently and as part of a team in a hybrid work setting.
- Experience with Agile methodologies is highly desirable.
- Relevant certifications (e.g., CBAP) are a plus.
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4
Senior Business Analyst - Financial Services
59000 Nha Trang, Khanh Hoa
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Posted 2 days ago
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Job Description
Our client seeks a seasoned Senior Business Analyst with extensive experience in the financial services sector to join their team in a fully remote capacity. This critical role involves bridging the gap between business needs and technology solutions, ensuring that our financial products and services are supported by robust and efficient systems. You will be responsible for gathering and documenting business requirements, translating them into functional specifications for development teams, and facilitating user acceptance testing (UAT). Your expertise will be crucial in analyzing complex business processes, identifying areas for improvement, and recommending innovative solutions that align with strategic business objectives. Key responsibilities include conducting stakeholder interviews, performing data analysis, creating process flows and use cases, and managing requirements traceability. You will also collaborate closely with project managers, developers, and quality assurance teams to ensure successful project delivery. The ideal candidate will possess exceptional analytical, problem-solving, and communication skills, with a deep understanding of banking, investment, or insurance operations. A Bachelor's degree in Finance, Economics, Computer Science, or a related field is required; an advanced degree or relevant certifications (e.g., CBAP, CFA) are highly valued. A minimum of 6 years of experience as a Business Analyst in the financial services industry is essential. If you are adept at navigating the complexities of financial systems and thrive in a remote, collaborative environment, we encourage you to apply.
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5
Remote Senior Auditor - Financial Services
43000 An Thanh
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Posted 2 days ago
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Job Description
Our client is seeking a highly qualified Remote Senior Auditor to join their esteemed financial services division. This is a fully remote opportunity, allowing you to contribute your expertise from anywhere. You will be responsible for conducting comprehensive internal audits of financial operations, assessing the effectiveness of internal controls, and identifying areas for operational improvement and risk mitigation within the financial sector. Your role will involve planning and executing audit engagements, examining financial records, evaluating compliance with regulatory requirements, and preparing detailed audit reports with actionable recommendations for management. You will collaborate closely with various departments, including finance, compliance, and operations, to ensure best practices are implemented and maintained.
The ideal candidate will possess a Bachelor's degree in Accounting, Finance, or a related field, with a strong preference for a CPA, ACCA, or equivalent certification. A minimum of 6 years of experience in auditing, with at least 3 years specifically in internal audit within the financial services industry (banking, investment, insurance), is mandatory. Proficiency in audit management software and data analytics tools is essential for performing efficient and effective audits. Strong knowledge of financial regulations (e.g., Basel Accords, AML, KYC) and internal control frameworks (e.g., COSO) is required. Excellent analytical, critical thinking, and problem-solving skills are crucial, alongside superior written and verbal communication abilities for clear and concise reporting. The ability to work autonomously, manage multiple audit projects simultaneously, and maintain high standards of accuracy and integrity in a remote setting is paramount. If you are a seasoned auditor passionate about ensuring financial integrity and operational excellence in the financial services industry, and thrive in a remote work environment, we welcome your application.
The ideal candidate will possess a Bachelor's degree in Accounting, Finance, or a related field, with a strong preference for a CPA, ACCA, or equivalent certification. A minimum of 6 years of experience in auditing, with at least 3 years specifically in internal audit within the financial services industry (banking, investment, insurance), is mandatory. Proficiency in audit management software and data analytics tools is essential for performing efficient and effective audits. Strong knowledge of financial regulations (e.g., Basel Accords, AML, KYC) and internal control frameworks (e.g., COSO) is required. Excellent analytical, critical thinking, and problem-solving skills are crucial, alongside superior written and verbal communication abilities for clear and concise reporting. The ability to work autonomously, manage multiple audit projects simultaneously, and maintain high standards of accuracy and integrity in a remote setting is paramount. If you are a seasoned auditor passionate about ensuring financial integrity and operational excellence in the financial services industry, and thrive in a remote work environment, we welcome your application.
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6
Senior Banking Operations Analyst - Financial Services
76000 Hoi An
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Job Description
We are seeking a highly analytical and detail-oriented Senior Banking Operations Analyst to join our team in **Buon Ma Thuot, Dak Lak, VN**. This hybrid role will require you to work both remotely and from our office, contributing to the efficiency and accuracy of our banking operations. You will be responsible for analyzing financial data, improving operational processes, managing risks, and ensuring compliance with regulatory requirements. The ideal candidate possesses a strong understanding of banking systems, excellent problem-solving skills, and the ability to translate complex data into actionable insights. Your expertise will be critical in supporting the bank's strategic objectives and maintaining a high level of operational integrity.
Key Responsibilities:
Qualifications:
Key Responsibilities:
- Analyze banking transactions, data, and operational workflows to identify inefficiencies and areas for improvement.
- Develop and implement process enhancements to streamline operations, reduce costs, and increase accuracy.
- Monitor key performance indicators (KPIs) for banking operations and prepare regular performance reports.
- Ensure compliance with all banking regulations, policies, and procedures, including AML and KYC requirements.
- Identify, assess, and mitigate operational risks within the banking framework.
- Collaborate with various departments, including IT, compliance, and customer service, to resolve operational issues and implement solutions.
- Assist in the development and testing of new banking products and services from an operational perspective.
- Train and mentor junior analysts on operational procedures and best practices.
- Conduct root cause analysis for operational errors and implement corrective actions.
- Stay updated on industry best practices and emerging trends in banking operations and technology.
- Prepare documentation for operational processes and system changes.
- Participate in internal and external audits, providing necessary information and support.
- This role requires strong analytical, quantitative, and critical thinking skills, combined with excellent communication and collaboration abilities essential for a hybrid work environment.
Qualifications:
- Bachelor's degree in Finance, Banking, Economics, Business Administration, or a related field.
- Minimum of 5 years of experience in banking operations, financial analysis, or a related role.
- Strong understanding of banking products, services, and regulatory frameworks.
- Proficiency in data analysis tools (e.g., Excel, SQL, Tableau) and banking software.
- Excellent analytical, problem-solving, and critical thinking skills.
- Strong knowledge of risk management and compliance principles in the financial sector.
- Effective communication and interpersonal skills for collaboration with diverse teams.
- Ability to work independently and as part of a team in a hybrid setting.
- Attention to detail and commitment to accuracy.
- Professional certifications (e.g., CFA, CPA) are a plus.
This advertiser has chosen not to accept applicants from your region.
7
[urgent] Financial Crime Security Services (Fcss)
Ho Chi Minh City
DBS Bank Ltd., Ho Chi Minh City Branch
Posted today
Job Viewed
Job Description
**Mô tả công việc**:
(Mức lương: Thỏa thuận)
Job Purpose:
- Implement Group FCSS policies and frameworks at the branch.
- Enable the bank to manage regulatory & AML risks effectively and proactively.
- Manage, resolve FCSS compliance issues and matters for the branch.
- Develop and strengthen the compliance culture and thereby protect the reputation of the bank.
Key Accountabilities:
- Manage the implementation of transaction surveillance/ transaction monitoring for the Bank.
- Adopt and implement laws and regulations relating to AML/CTF, Sanctions, ABC, Fraud and other FCSS related regulations applicable to the Bank and all relevant changes and developments.
- Ensure the Branch’s activities/products/services are in compliance with Group’s and Local’s Standard/Policy/Guide/procedures relating to AML, Sanctions, ABC, Fraud and other FCSS related regulations applicable to the branch and all relevant changes and developments.
- Ensure effective interpretation and recommendations on FCSS regulations and policies affecting the branch (AML/CTF, Sanctions, ABC, Fraud).
Job Duties & Responsibilities:
- Implement transaction surveillance program and conduct transaction surveillance /investigation.
- Support other teams on name screening parts.
- Establish, review and update internal rules, policies, procedures and guidelines to meet best practice, regulatory and industry standards for the management of FCSS risks.
- Provide oversight to the implementation of FCSS regulations and requirements by other departments (BUs/SUs).
- Prepare, coordinate to ensure all external & internal reports on AML/CTF, Sanctions are submitted fully & timely.
Additional duties for more senior role:
- Provide responsive, sound, coherent & consistent advice on FCSS related matters including KYC, sanctions & screening hit clearance.
- Review and provide recommendations and considerations for the development and deployment of new products and services as well as any key business initiatives in terms of FCSS aspect.
- Provide training on FCSS topics.
**Chức vụ**: Nhân Viên/Chuyên Viên
**Hình thức làm việc**: Toàn thời gian
**Quyền lợi được hưởng**:
Attractive salary and bonus
Healthcare Insurance Policy; Annual Health Check-Up Program; Long-service award
Professional, dynamic working environment
**Yêu cầu bằng cấp (tối thiểu)**: Trung cấp - Nghề
**Yêu cầu công việc**:
- Experiences: At least 4-8 years of experience in banking in which 2-5 years of AML/KYC, FCSS and Compliance related experience, preferably with a foreign bank in Vietnam.
- Education: Degree or professional qualification in accountancy, business, law, finance or related field.
- Core Competencies: Excellent analytical and problem solving skills; Good communication and presentation skills; English proficiency
- Technical Competencies: Knowledgeable of regulations and risk oriented in terms of AML and anti-financial crimes; Having strong understanding of banking operations and products.
**Yêu cầu giới tính**: Nam/Nữ
**Ngành nghề**: An Ninh Mạng,CNTT - Phần Cứng,Tài Chính/Ngân Hàng,Xử Lý Nợ
Trung cấp - Nghề
Không yêu cầu
(Mức lương: Thỏa thuận)
Job Purpose:
- Implement Group FCSS policies and frameworks at the branch.
- Enable the bank to manage regulatory & AML risks effectively and proactively.
- Manage, resolve FCSS compliance issues and matters for the branch.
- Develop and strengthen the compliance culture and thereby protect the reputation of the bank.
Key Accountabilities:
- Manage the implementation of transaction surveillance/ transaction monitoring for the Bank.
- Adopt and implement laws and regulations relating to AML/CTF, Sanctions, ABC, Fraud and other FCSS related regulations applicable to the Bank and all relevant changes and developments.
- Ensure the Branch’s activities/products/services are in compliance with Group’s and Local’s Standard/Policy/Guide/procedures relating to AML, Sanctions, ABC, Fraud and other FCSS related regulations applicable to the branch and all relevant changes and developments.
- Ensure effective interpretation and recommendations on FCSS regulations and policies affecting the branch (AML/CTF, Sanctions, ABC, Fraud).
Job Duties & Responsibilities:
- Implement transaction surveillance program and conduct transaction surveillance /investigation.
- Support other teams on name screening parts.
- Establish, review and update internal rules, policies, procedures and guidelines to meet best practice, regulatory and industry standards for the management of FCSS risks.
- Provide oversight to the implementation of FCSS regulations and requirements by other departments (BUs/SUs).
- Prepare, coordinate to ensure all external & internal reports on AML/CTF, Sanctions are submitted fully & timely.
Additional duties for more senior role:
- Provide responsive, sound, coherent & consistent advice on FCSS related matters including KYC, sanctions & screening hit clearance.
- Review and provide recommendations and considerations for the development and deployment of new products and services as well as any key business initiatives in terms of FCSS aspect.
- Provide training on FCSS topics.
**Chức vụ**: Nhân Viên/Chuyên Viên
**Hình thức làm việc**: Toàn thời gian
**Quyền lợi được hưởng**:
Attractive salary and bonus
Healthcare Insurance Policy; Annual Health Check-Up Program; Long-service award
Professional, dynamic working environment
**Yêu cầu bằng cấp (tối thiểu)**: Trung cấp - Nghề
**Yêu cầu công việc**:
- Experiences: At least 4-8 years of experience in banking in which 2-5 years of AML/KYC, FCSS and Compliance related experience, preferably with a foreign bank in Vietnam.
- Education: Degree or professional qualification in accountancy, business, law, finance or related field.
- Core Competencies: Excellent analytical and problem solving skills; Good communication and presentation skills; English proficiency
- Technical Competencies: Knowledgeable of regulations and risk oriented in terms of AML and anti-financial crimes; Having strong understanding of banking operations and products.
**Yêu cầu giới tính**: Nam/Nữ
**Ngành nghề**: An Ninh Mạng,CNTT - Phần Cứng,Tài Chính/Ngân Hàng,Xử Lý Nợ
Trung cấp - Nghề
Không yêu cầu
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