157 Trainee Compliance jobs in Vietnam
Internal Auditor - Compliance and Risk Management
57000 Nha Trang, Khanh Hoa
WhatJobs
Posted 2 days ago
Job Viewed
Job Description
WhatJobs is seeking a meticulous and experienced Internal Auditor to join our client's internal audit team based in Nha Trang, Khanh Hoa, VN . This is a full-time, in-office position requiring a strong understanding of internal control systems, risk management, and regulatory compliance. The Internal Auditor will be responsible for planning and executing audit engagements to evaluate the effectiveness of internal controls, identify areas of risk, and ensure compliance with company policies and procedures, as well as relevant laws and regulations.
Your responsibilities will include developing audit plans, performing risk assessments, and executing audit procedures, including testing internal controls, verifying asset existence, and ensuring the accuracy of financial records. You will document audit findings, develop recommendations for improvement, and follow up on the implementation of corrective actions. This role involves close collaboration with various departments to understand business processes and identify potential control weaknesses or compliance issues. You will also be involved in special investigations and fraud detection efforts as needed.
The ideal candidate will possess a Bachelor's degree in Accounting, Finance, or a related field, coupled with at least 3 years of relevant experience in internal or external auditing. Professional certifications such as CIA, CPA, or CISA are highly preferred. A strong knowledge of auditing standards, accounting principles, and risk management frameworks is essential. Proficiency in data analysis tools and audit software is a significant advantage. Excellent written and verbal communication skills, along with strong interpersonal abilities, are required to effectively interact with management and staff at all levels.
We are looking for an individual with a high degree of integrity, objectivity, and professionalism. The ability to work independently, manage multiple assignments, and meet deadlines is crucial. This position offers a valuable opportunity to gain exposure to a wide range of business operations and contribute to the overall governance and control environment of the organization. Join a dedicated team focused on upholding the highest standards of internal governance.
Your responsibilities will include developing audit plans, performing risk assessments, and executing audit procedures, including testing internal controls, verifying asset existence, and ensuring the accuracy of financial records. You will document audit findings, develop recommendations for improvement, and follow up on the implementation of corrective actions. This role involves close collaboration with various departments to understand business processes and identify potential control weaknesses or compliance issues. You will also be involved in special investigations and fraud detection efforts as needed.
The ideal candidate will possess a Bachelor's degree in Accounting, Finance, or a related field, coupled with at least 3 years of relevant experience in internal or external auditing. Professional certifications such as CIA, CPA, or CISA are highly preferred. A strong knowledge of auditing standards, accounting principles, and risk management frameworks is essential. Proficiency in data analysis tools and audit software is a significant advantage. Excellent written and verbal communication skills, along with strong interpersonal abilities, are required to effectively interact with management and staff at all levels.
We are looking for an individual with a high degree of integrity, objectivity, and professionalism. The ability to work independently, manage multiple assignments, and meet deadlines is crucial. This position offers a valuable opportunity to gain exposure to a wide range of business operations and contribute to the overall governance and control environment of the organization. Join a dedicated team focused on upholding the highest standards of internal governance.
This advertiser has chosen not to accept applicants from your region.
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Compliance Staff - Financial Crime
MUFG
Posted 6 days ago
Job Viewed
Job Description
**Do you want your voice heard and your actions to count?**
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
JOB DESCRIPTIONS:
+ Review KYC escalation and enquiries including KYC boarding, periodic review, extension, alerts and procedures.
+ Handling sanctions escalation and suspicious transaction escalation.
+ Provide advice and socialize branch's request to business for KYC/Financial Crimes (FC) related issues
+ Revise/update FC Policy and Procedure
+ Handle FC e-Training & "Induction training for compliance area" for new Vietnamese staff relating to FC
+ Prepare response regarding AML Questionnaires of other FIs
+ Perform Compliance monitoring for FC categories
+ Prepare documents for Financial Crimes Compliance examination, audit and SBV inspection.
+ Execute other tasks as instructed by Head of Compliance & Management
REQUIRED SKILLS:
+ University degree in finance, banking or economics;
+ Having 2 years background of AML/KYC, Sanction
+ Vast experience in banking industry, especially Operation is an advantage;
+ Excellent command of English;
+ Ability to work independently and effectively in a team
+ Good skill in time management and communication;
+ Detail orientated and analytical
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them!
**Our Culture Principles**
+ Client Centric
+ People Focused
+ Listen Up. Speak Up.
+ Innovate & Simplify
+ Own & Execute
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
JOB DESCRIPTIONS:
+ Review KYC escalation and enquiries including KYC boarding, periodic review, extension, alerts and procedures.
+ Handling sanctions escalation and suspicious transaction escalation.
+ Provide advice and socialize branch's request to business for KYC/Financial Crimes (FC) related issues
+ Revise/update FC Policy and Procedure
+ Handle FC e-Training & "Induction training for compliance area" for new Vietnamese staff relating to FC
+ Prepare response regarding AML Questionnaires of other FIs
+ Perform Compliance monitoring for FC categories
+ Prepare documents for Financial Crimes Compliance examination, audit and SBV inspection.
+ Execute other tasks as instructed by Head of Compliance & Management
REQUIRED SKILLS:
+ University degree in finance, banking or economics;
+ Having 2 years background of AML/KYC, Sanction
+ Vast experience in banking industry, especially Operation is an advantage;
+ Excellent command of English;
+ Ability to work independently and effectively in a team
+ Good skill in time management and communication;
+ Detail orientated and analytical
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them!
**Our Culture Principles**
+ Client Centric
+ People Focused
+ Listen Up. Speak Up.
+ Innovate & Simplify
+ Own & Execute
This advertiser has chosen not to accept applicants from your region.
1
Paralegal - Corporate Compliance
00000 Nam Dinh , Nam Dinh
WhatJobs
Posted today
Job Viewed
Job Description
Our client is seeking a detail-oriented and organized Paralegal to support their legal department, focusing on corporate compliance matters. This role offers a hybrid work arrangement, combining remote flexibility with in-office collaboration in Nam Dinh, Nam Dinh, VN . The successful candidate will assist attorneys in ensuring the company adheres to all relevant laws, regulations, and internal policies, playing a vital role in maintaining the company's integrity and reputation.
Responsibilities:
Responsibilities:
- Assist in the preparation and filing of legal documents, including corporate registrations, annual reports, and regulatory filings.
- Conduct legal research on statutes, regulations, and case law relevant to corporate compliance and governance.
- Organize and maintain corporate records, legal files, and databases.
- Support attorneys in contract review, management, and compliance monitoring.
- Assist in the development and implementation of corporate compliance programs and policies.
- Help manage internal investigations and respond to regulatory inquiries.
- Coordinate meetings, manage calendars, and handle correspondence for the legal department.
- Prepare and proofread legal documents, agreements, and presentations.
- Facilitate communication between the legal team and other departments within the company.
- Assist with due diligence processes for mergers, acquisitions, or other corporate transactions.
- Ensure compliance with data privacy regulations.
- Maintain an up-to-date understanding of relevant legal and regulatory changes.
- Provide administrative support to the legal team as needed.
- Associate's degree in Paralegal Studies or a related field; Bachelor's degree preferred.
- Certification from a recognized paralegal program.
- Proven experience as a paralegal, preferably with a focus on corporate law or compliance.
- Strong understanding of legal research principles and proficiency in legal databases.
- Excellent organizational skills and meticulous attention to detail.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint, Outlook).
- Effective written and verbal communication skills.
- Ability to work independently and as part of a team, managing multiple tasks effectively.
- Discretion and the ability to handle confidential information.
- Familiarity with Vietnamese legal and business practices is an advantage.
This advertiser has chosen not to accept applicants from your region.
2
Senior Compliance Officer
46000 My Tho, Tien Giang
WhatJobs
Posted today
Job Viewed
Job Description
Our client is seeking a diligent and experienced Senior Compliance Officer to join their team in My Tho, Tien Giang, VN . This role is crucial for ensuring adherence to all relevant laws, regulations, and internal policies within the financial sector. The ideal candidate will possess a strong understanding of regulatory frameworks and a meticulous approach to risk management. You will be responsible for developing, implementing, and monitoring compliance programs, conducting internal audits, and providing guidance to business units on compliance matters. This includes staying updated on evolving regulatory landscapes, identifying potential compliance risks, and recommending mitigation strategies. The position requires strong analytical skills, the ability to interpret complex regulations, and excellent communication skills to convey compliance requirements effectively. You will also be involved in training staff on compliance best practices and investigating potential breaches. Collaboration with legal departments, external auditors, and regulatory bodies will be a key aspect of this role. A Bachelor's degree in Law, Finance, Business Administration, or a related field, along with at least 6 years of experience in compliance, auditing, or regulatory affairs, is required. Professional certifications such as CCEP or CRCM are highly desirable. Join our client's dedicated team and contribute to maintaining the highest standards of integrity and regulatory adherence.
This advertiser has chosen not to accept applicants from your region.
3
Lead Compliance Officer
53000 Thuy Van
WhatJobs
Posted today
Job Viewed
Job Description
Our client is seeking a highly skilled and experienced Lead Compliance Officer to establish and manage robust compliance frameworks. This is a fully remote opportunity, allowing you to leverage your expertise in regulatory adherence from any location within Vietnam. As the Lead Compliance Officer, you will be responsible for developing, implementing, and maintaining comprehensive compliance programs across the organization. This includes staying abreast of all relevant local and international regulations, identifying potential areas of compliance vulnerability and risk, and developing corrective action plans for resolution. You will oversee internal investigations, conduct compliance audits, and ensure that all business activities are conducted in accordance with legal requirements and ethical standards.
Key responsibilities involve creating and updating compliance policies and procedures, providing training and guidance to employees on compliance matters, and monitoring adherence to established protocols. You will also manage relationships with regulatory bodies, respond to inquiries, and prepare necessary reports. The ideal candidate will possess a strong understanding of risk management principles and a proven track record in developing and executing successful compliance strategies. Excellent analytical, communication, and leadership skills are essential, as you will be expected to guide and mentor a team of compliance professionals. This role requires meticulous attention to detail, strong organizational abilities, and the capacity to manage complex projects in a dynamic environment. You will collaborate closely with senior management and various department heads to integrate compliance into the company’s culture and operations.
We are looking for a proactive individual who can identify emerging compliance trends and proactively address potential challenges. A deep understanding of the legal and regulatory landscape relevant to our client's industry is crucial. Qualifications include a Bachelor's or Master's degree in Law, Business Administration, Finance, or a related field. Professional certifications such as Certified Compliance & Ethics Professional (CCEP) are highly desirable. A minimum of 8 years of progressive experience in compliance, risk management, or internal audit, with at least 3 years in a leadership role, is required. Proficiency in English is mandatory, given the international nature of many compliance frameworks. This fully remote role offers an exceptional opportunity to make a significant impact on our client's governance and ethical standards.
Key responsibilities involve creating and updating compliance policies and procedures, providing training and guidance to employees on compliance matters, and monitoring adherence to established protocols. You will also manage relationships with regulatory bodies, respond to inquiries, and prepare necessary reports. The ideal candidate will possess a strong understanding of risk management principles and a proven track record in developing and executing successful compliance strategies. Excellent analytical, communication, and leadership skills are essential, as you will be expected to guide and mentor a team of compliance professionals. This role requires meticulous attention to detail, strong organizational abilities, and the capacity to manage complex projects in a dynamic environment. You will collaborate closely with senior management and various department heads to integrate compliance into the company’s culture and operations.
We are looking for a proactive individual who can identify emerging compliance trends and proactively address potential challenges. A deep understanding of the legal and regulatory landscape relevant to our client's industry is crucial. Qualifications include a Bachelor's or Master's degree in Law, Business Administration, Finance, or a related field. Professional certifications such as Certified Compliance & Ethics Professional (CCEP) are highly desirable. A minimum of 8 years of progressive experience in compliance, risk management, or internal audit, with at least 3 years in a leadership role, is required. Proficiency in English is mandatory, given the international nature of many compliance frameworks. This fully remote role offers an exceptional opportunity to make a significant impact on our client's governance and ethical standards.
This advertiser has chosen not to accept applicants from your region.
4
Senior Compliance Officer
40000 Hoang Hoa
WhatJobs
Posted today
Job Viewed
Job Description
Our client is seeking a meticulous and experienced Senior Compliance Officer to ensure adherence to all legal and regulatory requirements. This is a critical fully remote role, providing essential oversight and guidance from a distance. You will be responsible for developing, implementing, and managing the company's compliance program, identifying and mitigating compliance risks, and conducting internal investigations. Key responsibilities include staying abreast of evolving legal and regulatory landscapes, drafting and updating compliance policies and procedures, conducting compliance training for employees, and performing risk assessments. The ideal candidate will have a strong understanding of relevant industry regulations, corporate governance, and risk management principles. You must possess excellent analytical, research, and problem-solving skills, with a keen eye for detail. A Bachelor's degree in Law, Business Administration, Finance, or a related field is required; a Master's degree or professional compliance certification (e.g., CCEP, CRCM) is highly desirable. A minimum of 6 years of experience in a compliance, legal, or risk management role, preferably within a regulated industry, is essential. Excellent written and verbal communication skills are crucial for reporting to senior management and engaging with regulatory bodies. The ability to work autonomously, manage multiple priorities, and maintain strict confidentiality is paramount in this remote position. You will play a vital role in upholding the company's integrity and ensuring a culture of compliance across the organization. This role offers a significant opportunity to contribute to the company's ethical operations and risk mitigation efforts, with the added benefit of a flexible, fully remote work environment.
This advertiser has chosen not to accept applicants from your region.
5
Junior Compliance Officer
810000 Bien Hoa, Dong Nai
WhatJobs
Posted 1 day ago
Job Viewed
Job Description
WhatJobs is looking for an enthusiastic and detail-oriented Junior Compliance Officer to join our expanding legal and compliance department in Bien Hoa, Dong Nai, VN . This hybrid role offers a balanced approach to work, allowing for collaboration in the office and focused work remotely. You will play a crucial role in ensuring that our company operates in full adherence to all applicable laws, regulations, and internal policies. This position is an excellent opportunity for a motivated individual eager to build a career in compliance within a growing organization.
Your primary responsibilities will include assisting in the development and implementation of compliance programs and policies. You will conduct internal audits and monitoring activities to assess compliance levels and identify areas of non-compliance. This role involves investigating compliance issues and complaints, preparing reports, and recommending corrective actions. You will also assist in training employees on compliance matters and staying updated on regulatory changes. Supporting the legal team with documentation, research, and other administrative tasks will also be a key part of your role. Building and maintaining relationships with internal stakeholders to promote a culture of compliance is essential.
We are seeking candidates with a Bachelor's degree in Law, Business Administration, Finance, or a related field. Previous internship or entry-level experience in a legal, compliance, or audit role is highly preferred. A strong understanding of legal and regulatory frameworks is beneficial, though specific knowledge of Vietnamese business law is a plus. Excellent analytical skills, keen attention to detail, and strong organizational abilities are required. The ability to communicate effectively, both verbally and in writing, is essential. Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) is necessary. We are looking for a proactive individual with a willingness to learn and a commitment to upholding ethical standards. This role offers significant growth potential within our supportive legal team.
Your primary responsibilities will include assisting in the development and implementation of compliance programs and policies. You will conduct internal audits and monitoring activities to assess compliance levels and identify areas of non-compliance. This role involves investigating compliance issues and complaints, preparing reports, and recommending corrective actions. You will also assist in training employees on compliance matters and staying updated on regulatory changes. Supporting the legal team with documentation, research, and other administrative tasks will also be a key part of your role. Building and maintaining relationships with internal stakeholders to promote a culture of compliance is essential.
We are seeking candidates with a Bachelor's degree in Law, Business Administration, Finance, or a related field. Previous internship or entry-level experience in a legal, compliance, or audit role is highly preferred. A strong understanding of legal and regulatory frameworks is beneficial, though specific knowledge of Vietnamese business law is a plus. Excellent analytical skills, keen attention to detail, and strong organizational abilities are required. The ability to communicate effectively, both verbally and in writing, is essential. Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) is necessary. We are looking for a proactive individual with a willingness to learn and a commitment to upholding ethical standards. This role offers significant growth potential within our supportive legal team.
This advertiser has chosen not to accept applicants from your region.
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6
HR Compliance Specialist
94000 Rach Gia, Kien Giang
WhatJobs
Posted 2 days ago
Job Viewed
Job Description
Our client is looking for a detail-oriented and knowledgeable HR Compliance Specialist to ensure adherence to all labor laws and company policies. This role is crucial for maintaining a legally sound and ethical work environment. You will be responsible for monitoring, auditing, and updating HR practices to align with current regulations at local, regional, and national levels. The ideal candidate will have a Bachelor's degree in Human Resources, Law, or a related field, with a minimum of 3 years of experience specifically in HR compliance or labor law. Proven experience with HR Information Systems (HRIS) and a strong understanding of employment contracts, payroll regulations, and workplace safety standards are essential. Key responsibilities include developing and implementing compliance training programs for employees and management, conducting internal audits of HR processes, and investigating and resolving compliance-related issues. You will also be responsible for maintaining accurate employee records and ensuring data privacy. This role requires exceptional analytical and problem-solving skills, with a keen eye for detail. Excellent written and verbal communication skills are necessary to effectively communicate complex compliance requirements to various stakeholders. You will work closely with legal counsel and external agencies as needed. This position offers an excellent opportunity to contribute to the stability and integrity of the organization's human resources functions and to grow within a supportive team.
This advertiser has chosen not to accept applicants from your region.
7
Corporate Compliance Counsel
59000 Nha Trang, Khanh Hoa
WhatJobs
Posted 2 days ago
Job Viewed
Job Description
Our client, a dynamic and rapidly growing international company, is seeking a highly skilled and experienced Corporate Compliance Counsel to join their legal team in a fully remote capacity. This role is critical in ensuring that all business operations adhere to relevant laws, regulations, and ethical standards. You will be responsible for developing, implementing, and managing the company's compliance programs across various jurisdictions. Your expertise will guide the company in navigating complex regulatory landscapes and mitigating legal risks. Key responsibilities include drafting and reviewing company policies, procedures, and contracts; conducting internal investigations and audits; advising senior management on compliance matters; and delivering training to employees on regulatory requirements. You will also be tasked with monitoring legislative and regulatory changes that may impact the business and updating compliance strategies accordingly. The ideal candidate will have a keen eye for detail, excellent analytical skills, and the ability to provide practical, sound legal advice. This position requires a Juris Doctor (JD) or equivalent law degree from an accredited institution, admission to a bar in good standing, and at least 5-7 years of relevant legal experience, preferably with a focus on corporate compliance, regulatory affairs, or in-house legal counsel. Experience in the technology or financial services sector would be advantageous. Strong communication, negotiation, and problem-solving skills are essential. You must be able to work independently, manage a demanding workload, and collaborate effectively with cross-functional teams in a remote environment. As a remote-first role, you will leverage advanced communication and collaboration tools to stay connected with colleagues and clients. This role offers a significant opportunity for professional growth and the chance to make a substantial impact on the company's ethical framework and sustainable growth. Responsibilities:
- Develop, implement, and maintain the company's compliance program.
- Advise on legal and regulatory requirements affecting the business.
- Conduct internal investigations and risk assessments.
- Draft, review, and update corporate policies and procedures.
- Provide legal counsel on contracts and commercial agreements.
- Manage external legal counsel and oversee litigation as necessary.
- Deliver compliance training to employees across the organization.
- Stay abreast of changes in laws and regulations.
- Ensure adherence to ethical business practices.
- Foster a culture of compliance throughout the company.
- Juris Doctor or equivalent law degree.
- Admission to a relevant bar.
- 5-7 years of legal experience, with a focus on corporate compliance.
- In-depth knowledge of relevant laws and regulations.
- Strong analytical and problem-solving skills.
- Excellent written and verbal communication skills.
- Ability to work autonomously and manage priorities effectively in a remote setting.
This advertiser has chosen not to accept applicants from your region.
8
Senior Compliance Officer
620000 Pleiku, Gia Lai
WhatJobs
Posted 2 days ago
Job Viewed
Job Description
Our client, a global leader in financial technology services, is seeking a dedicated Senior Compliance Officer to join their esteemed legal and compliance department. This is a fully remote position, allowing you to contribute your expertise from anywhere. You will be responsible for developing, implementing, and maintaining robust compliance programs across the organization, ensuring adherence to all relevant laws, regulations, and industry best practices. Your key responsibilities will include conducting risk assessments, developing compliance policies and procedures, and providing training to employees on compliance matters. You will also monitor regulatory changes, interpret their impact on the business, and advise management on necessary adjustments. This role involves investigating potential compliance breaches, preparing reports for regulatory bodies, and collaborating with internal and external auditors. The ideal candidate will possess a strong understanding of compliance frameworks, risk management principles, and regulatory requirements within the financial services or technology sectors. Excellent analytical, communication, and interpersonal skills are essential for effectively interacting with stakeholders at all levels. You should be detail-oriented, highly organized, and capable of managing multiple priorities in a fast-paced, remote environment. A Bachelor's degree in Law, Business Administration, Finance, or a related field is required, along with significant experience in corporate compliance, legal, or audit functions. Professional certifications such as CCEP, CRCM, or similar are highly desirable. We are looking for a proactive professional who can identify potential compliance risks and implement effective mitigation strategies, ensuring the integrity and reputation of the company. Your expertise will be vital in navigating the complex regulatory landscape and upholding the highest standards of ethical conduct and corporate governance.
This advertiser has chosen not to accept applicants from your region.
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